OTCBB Eligibility Status Report as of Feb 25, 2011
Specifically, the list identifies OTCBB issuers that have either been delinquent in filing required annual and quarterly filings at least two times in the prior two-year period and those issuers that have been removed for failure to file an annual or quarterly filing at least once in the prior two year period.
Greenshift Corporation GERS 2
10K 12/31/2008 03/31/2009 Compliance Achieved
10Q 06/30/2009 08/14/2009 Compliance Achieved
SEE HERE page 5
*Note only annual and quarterly filings for periods ending on or after October 1, 2005 will be considered in determining the applicability of Rule 6530(e). Under FINRA Rule 6530(e)(1), a FINRA member is prohibited from quoting the securities of an OTCBB Issuer that is late or otherwise delinquent three times in the prior two-year period.
**Prior late filings that did not result in removal are denoted as “Compliance Achieved.”
Shout out and thanks to "Animal Mother" on I-Hub for the first post dd.
SkunK
Friday, February 25, 2011
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1 comment:
This is not a release from the global lock according to USAA, see comments below.
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